S10: Permanent Revolution

Nationalism and Revolution in Modern China

May 1, 2025

Ode to the Motherland

Key questions

Marc Riboud: Kunming Factory Dormitory, 1965
  • Building a socialist state: How did the 1949 revolution change China?
  • What are political campaigns? How did they work? Why are they such an enduring tool of governance?
  • How did ordinary Chinese experience the revolution? Did women have a Communist Revolution?

Discuss: Ellis Briggs Paper

Source Reference
Drew Pearson: “Cowboy Ambassador Pat Hurley is Having Trouble with the State Department”, May 20, 1945, The Daily Merry column ML-93_B02_F22
Ellis Briggs to Spruille Braden, April 20, 1945 ML-93_B02_F23
Wilma Fairbank: The Cultural Program, July 15, 1945 ML-93_B02_F32
Ellis Briggs to Spruille Braden, July 18, 1945 ML-93_B02_F23

Primary Source Paper

Original task:

  • Write a biography of Briggs OR the Sent-down Youth in Yunnan

New task:

  • Write ANY paper on Briggs OR the Sent-down Youth in Yunnan:
  • Open genre: standard essay, source analysis, etc.
  • Does not have to be a profile; pick any angle that interests you.
  • Primary Source Requirement: use at least TWO documents from the collection.

Tips for your research

  • Check out finding aid: Ellis Briggs papers ML-93
  • Most of the papers were not from the State Department, but personal letters with family and friends
  • Be prepared for duds (but also hidden gems)

Additional Resources

Double Disappointments with the US: The Communists

Patrick Hurley with Mao Zedong
  • Nov 1944: Hurley reached a five-point agreement with the CCP for a coalition government.
  • Jiang rejected this and announced a three-point plan which required the CCP to relinquish military control.
  • April 1945: Hurley announced U.S. support for the GMD, refusing to cooperate with the CCP.
  • July 7, 1945: The CCP felt betrayed by U.S. policy and opposed it.

Domestic Impasse: Power of the Gun

Chiang Kai-shek (front row, center) photographer with Mao Zedong (front row, right) and US Ambassador Hurley (front row, left) in Chongqing. Photographer unkown, ca. 1945, Guoshiguan (Academia Historica), 002-050102-00001, 007.
  • On August 28, 1945, Mao Zedong and CCP leaders met in Chongqing to discuss political reform and military nationalization.
  • The key issue was the CCP’s desire for an independent army, while Jiang wanted all forces under government control.
  • Mao agreed to cut CCP troops but wanted the GMD to reduce their forces as well.
  • No consensus was reached on democratizing China’s government.

Last Try: Marshall Mission

George Marshall
  • On December 15, 1945, President Truman supported the GMD without military intervention and sent General George Marshall to mediate.
  • A peaceful solution needed cooperation and power-sharing.
  • Can General Marshall help the two parties arrive at a compromise?

Discuss: Leaning to One Side

Mao with Stalin
  • What is the context of Mao’s writing? Who is the intended audience?
  • What does “leaning to one side” look like?
  • What is Mao’s vision for China’s place in the world?

Discuss: Who Lost China?

George Marshall
  • What is the goal of Mao’s goal?
  • How did the US and China turn from allies to enemies?
  • Why wasn’t the United States able to alter the course of the Chinese revolution?

Limits of American Diplomacy

Neither the GMD nor the CCP was willing to make major concessions.

The CCP

  • Gained political influence during and after the war.
  • Refused to give up military control for a role in the GMD government.
  • Wanted democratization first.

The Nationalist

  • Confident in their military strength and American support.
  • Refused to compromise, believing concessions would weaken their rule.
  • Demanded the CCP submit its military.

Economic crises

Hyper-inflation 1 Million Yuan note from the Central Bank of China printed 1949
  • Costly and timely reconstruction
  • Capital flight through foreign banks protected by unequal treaties
  • Military costs create major deficits in treasury
  • Hyperinflation leads to military failure: Poor pay, corruption, and desertion of GMD military and civilian employees

A New Opening: Manchuria

Map of Manchukuo

At the time of Japan’s surrender in August 1945:

  • 1 million Japanese troops in China proper
  • 1 million in Manchuria
  • 1.75 million Japanese civilian

Fight over Manchuria

Map of Manchuria

As negotiations faltered, clashes between GMD and CCP forces escalated in northern China:

  • The U.S. helped transport GMD troops to the region, increasing competition for territory with the CCP.
  • The CCP sought control of Manchuria with support from the Soviet Union after their entry into the war.

Out-manoeuvered

Map of Three Major Campaigns

Three major campaigns:

  • Liaoshen Campaign (Sep 1948 – Nov 1948): Control of Manchuria
  • Huaihai Campaign (Nov 1948 - Jan 1949): The north of Yangtze River
  • Pingjin Campaign (Nov 1948 - Jan 1949): End of GMD dominance in North China; take-over of Beijing and Tianjin

Recap: Chinese Civil War in Objects

  • What object are we looking at?
  • How it might have been used?
  • What can it tell us about WWII and the Chinese Civil War?

What did the GMD do wrong?

Map of Chinese Civil War
  • Tactical errors: Fighting in Manchuria, squandering advantage
  • Corruption and mismanagement alienated economic and intellectual elites
  • Failure to compromise: Solving conflict with CCP through military offensives

What did the CCP do right?

Soldiers studying
  • Luck: Disintegration and failings of the GMD
  • Help from outside: A Creation of Soviet Union?
  • Mao Zedong as master tactician? Result of superior strategy and organizational methods

Thinking about historical causation

If a building collapses in a windstorm, what is the cause – weak building or strong wind?

Internal threats

  • Weaknesses in state building
  • Economic mismanagement
  • Tactical errors on the battlefield

External threats

  • CCP ideology and organization
  • Role of Soviet Union
  • Waning US support

An inevitable outcome? Nationalist Party

Strengths

  • In control of the state, with power to tax, conscript, appoint
  • Legitimacy widely accepted around the world
  • 4.6 million soldiers in 1946, despite 3 million casualties in war against Japan
  • Help from US alliance

Weaknesses

  • Aggressive administrative and fiscal policies
  • Galloping Inflation
  • Corruption within rank and file

An inevitable outcome? Communist Party

Strengths

  • Growth in membership: from 40K to 1.2 million
  • Armed force: Independent army of a million men (1946)
  • Experience in governance: 1/5 of country, or 25% (100 million people) of population
  • Ideological and organizational strength: Mao as top leader, with unity of purpose and command
  • Growing popular support as defender of the nation
  • Help from Soviet alliance

Weaknesses

  • Most forces in northwest China, at country’s periphery
  • Thin control of industrial centers and key transport links
  • Unable to match GMD elite forces’ in training and equipment

From Civil War to Cold War

Mao Zedong with Stalin
  • China was moving toward civil war in 1945-46 amid escalating U.S.-Soviet conflicts.
  • The CCP-GMD conflict was influenced by changes in Soviet and American policies toward East Asia.
  • The Chinese civil war as the beginning of Cold War in East Asia.

Urban revolutions

Establishing order:

  • Campaign to suppress counter-revolutionaries
  • Korean War, 1950-1952

Change behavior and attitude:

  • Campaigns against crime, drugs, sex trade
  • Thought reform of bourgeois intellectuals

Complete development tasks:

  • Population registration
  • Political vetting of civil servants and party officials
  • Collectivization of services and handicrafts
  • Nationalization of industry

Eliminating opposition

Campaign to suppress counter-revolution (1950-1951)

Struggle session during campaign to suppress counter-revolution
  • Major targets in cities: GMD underground operatives, secret societies, criminal gangs, religious sects
  • Method: Mass rallies, struggle sessions, highly publicized arrests and executions
  • Mao’s estimate: “0.1 of the population”
  • 1.2 m arrested and sent to labor camps; over 710K executed
  • GMD underground network decimated; organized resistance wiped out

Clean-up

Suppressing religious sects, secret societies, urban gangs

Denunciation session against religious sect gathering
  • Key targets:
    • Unity sect in North China
    • Green Gang in Shanghai
  • Challenge: Many secret societies and criminal gangs control key industries – docks, freight
  • New companies and trade unions: old bosses denounced and excluded
  • Women in sex trade classed as working class; brothel keepers and pimps punished

Urban campaigns

Five Anti Campaign
  • Suppression of Counterrevolutionaries campaign
    • Two main target groups: Civil servant hold-overs from the GMD and urban secret societies
  • Three Anti campaign (against waste, corruption, and bureaucratism)
  • Five Anti campaign (against corruption, tax evasion, stealing state property, cheating on state contracts, and stealing state economic secrets)
  • Mass mobilization, study groups, and thought reform involving criticism and self-criticism

Discuss: Campaign Time

Five antis campaign
  • What is a political campaign?
  • What made campaigns a preferred mode of governance in both China and Taiwan?
  • How did Nationalist and Communist political campaigns differ? Why?

Campaign time

Marc Riboud: Docker, Shanghai, 1957
  • Attacks on specific issues through mass mobilization
  • Two broad goals:
    • Socio-political transformation: hanging thought and social relations
    • Economic development: Collectivize agriculture, socialize commerce, etc. through superhuman efforts
  • Basic pattern:
    • Early mobilization: intense political study; work and production disrupted
    • Radical phase: Concrete targets identified for struggle session; organizational changes implemented on a trial basis
    • Coercive phase: Formal punishment; quota fulfilled

Campaign as governing technique

Marc Riboud: Demonstration against the war in Vietnam, Beijing, 1965
  • Mao’s China as campaign state: at least one major campaign every year until 1976
  • Tension and struggle are necessary for educating the people – and for defeating political enemies
  • Bureaucracy: Instrument of rule, but also obstacle and source of frustration
  • Campaigns targeting party and gov cadres: Three Anti, Cultural Revolution
  • Disruption as feature, not a bug: campaigns as necessary adjunct to regularized party propaganda and coercion
  • Influence of campaign cycle on career mobility: vested interests to create new campaigns

Dmitri Baltermants: Photographing Mao

  • Polish-born Russian photographer
  • From 1941 to 1945, he traveled with the Soviet army through Poland, the Ukraine, and Berlin.
  • Gained early fame for his World War II combat photographs on the Russian front.
  • Served as the official photographer for visits of Nikita Krushchev to China and Leonid Brezhnev to the United States.

Dmitri Baltermants: Attack

Dmitri Baltermants: Attack

Dmitri Baltermants: Attack, censored

Dmitri Baltermants: Attack
  • Soldiers leaping across a trench with bayonets, directly over the photographer.
  • Slightly out of focus to emphasize action and speed.
  • Cropped to show only part of a body and the legs of the closest soldier.
  • The political board questioned the composition, asking “Half a man running?”.

Mao on Literature and Art

There is the political criterion and there is the artistic criterion; what is the relationship between the two? […] We deny not only that there is an abstract and absolutely unchangeable political criterion, but also that there is an abstract and absolutely unchangeable artistic criterion; each class in every class society has its own political and artistic criteria. But all classes in all class societies invariably put the political criterion first and the artistic criterion second. […]

Mao on Literature and Art, continued

What we demand is the unity of politics and art, the unity of content and form, the unity of revolutionary political content and the highest possible perfection of artistic form. Works of art which lack artistic quality have no force, however progressive they are politically. Therefore, we oppose both the tendency to produce works of art with a wrong political viewpoint and the tendency towards the “poster and slogan style” which is correct in political viewpoint but lacking in artistic power. On questions of literature and art we must carry on a struggle on two fronts.

Discussion: Dmitri Baltermants

Look around, then focus on one image:

  • What do you see? Describe the people, activities, objects, etc. depicted.
  • What is the image about?
  • What is visible? What is invisible?
  • Can the image be looked at different ways? What elements are open to interpretation?

Socialist Realism in Photography

It is a very good idea to record history through the lens. History in photos is clear and comprehensible. No painter is able to depict what the camera sees.

Lenin

  • Photography as an important tool in shaping the collective consciousness.
  • It rejected elitist, abstract, or provocative art, instead promoting “realism” that served as a weapon for social justice.

Realism in Photography: Not Uniquely Socialist

Dorothea Lange, 1895–1965, Migrant Mother, Nipomo, California 1936, printed c.1950
  • To support President Roosevelt’s New Deal, the Farm Security Administration (FSA) commissioned photographers to document rural poverty.
  • The photographs were distributed freely to newspapers and raised public awareness about the struggles of displaced farming communities.

Socialist Realism: Ideological Goals

  • Socialist realism in Soviet press photography aimed to be visually simple, intelligible, and motivating, orienting viewers towards communism.
  • “Winners’ culture” in imagery: Achievements and progress as inherently positive values.
  • Photographers became creators of new icons, and their subjects as state-sanctioned role models for the general population.
  • This emphasis on growth and development became an oppressive mechanism of propaganda power.

Socialist Realism: Typical Subjects

Dmitri Baltermants, Russian, 1912–1990, Tchaikovsky, PH.2003.56.82, Hood Museum of Art
  • “Man + machine”: Images of workers (builders, machine operators, etc.) as individual heroes, symbolizing progress and power.
  • Women in physically demanding professions
  • Portraits of cheerful groups moving dynamically towards the camera, reinforcing collectivism and progress.
  • Glorified depictions of socialist military and economic achievements.

Controlling the urban population

Marc Riboud: Antique window shop in Liulichang, Beijing, 1965

Pillars of control:

  • Neighborhood organization
  • Household registration
  • Work unit
  • Personal dossiers

Neighborhood organization

Organization Unit Salaried? Population
Municipal gov City Y Several hundred thousand
District gov District Y
Street Committees Subdistrict Y ~8 neighborhoods
Residents’ Committees Neighborhoods N Several hundred households
Residents’ Small Groups Block, building, lane, etc. N 15-40 households

Household registration

Marc Riboud: Man with child, 1965
  • Introduced between 1953 and 1955 during collectivization of agriculture (in rural China) and of services, handicrafts and industry (in urban China)
  • 1955: Permanent system of population registration established
  • Linchpin for administering urban China, with identity and services – food, employment, health care – tied
  • Differentiated citizenship: Urban vs. Rural divide institutionalized

Work unit system

Marc Riboud: Canteen of a factory in Anshan, 1957
  • Focus of economic, social, and political life for urban Chinese
  • Product of collectivization and urban reorganization
  • From cradle to death: Now responsible for housing, goods, services formerly provided by private establishments
  • Locus of personal identity: Self-contained communities with near permanent employment
  • Organs of political and social control:
    • Organization of political study
    • Approval of marriage diverse
    • Travel authorization, etc.

Personal dossier system

Covers of personal dossiers
  • Introduced during Yan’an period before 1949
  • Complete political history of employee: class background, occupation status, political punishments, etc.
  • Basic record maintained by personnel (nomenklatura) system

Rural revolution in China

Grateful for peasant brothers, 1965

Two distinct stages:

  • Land reform: class struggle destroyed economic and political foundation of local elites
  • Collectivization: Consolidation of land into village-wide farms, farmers as laborers in rural organizations overseen by party-state

Land reform

Struggle session against local bully
  • Violent struggle: 800K landlords killed
  • Decline of rural elites and the rise of new village governance
  • Classifying peasants as rich, middle, or poor peasants
  • Groundwork for later campaigns to collectivize agriculture

Land reform as class struggle

Receiving land during land reform
  • Greater equality and promotion of the interests of the poor
  • Campaign against class enemies and political opponents
  • New village governments extending state power into grassroots
  • Local notables – merchants, literati, etc. – as intermediaries with imperial gov