Double Disappointments with the US: The Communists
Patrick Hurley with Mao Zedong
Nov 1944: Hurley reached a five-point agreement with the CCP for a coalition government.
Jiang rejected this and announced a three-point plan which required the CCP to relinquish military control.
April 1945: Hurley announced U.S. support for the GMD, refusing to cooperate with the CCP.
July 7, 1945: The CCP felt betrayed by U.S. policy and opposed it.
Domestic Impasse: Power of the Gun
Chiang Kai-shek (front row, center) photographer with Mao Zedong (front row, right) and US Ambassador Hurley (front row, left) in Chongqing. Photographer unkown, ca. 1945, Guoshiguan (Academia Historica), 002-050102-00001, 007.
On August 28, 1945, Mao Zedong and CCP leaders met in Chongqing to discuss political reform and military nationalization.
The key issue was the CCP’s desire for an independent army, while Jiang wanted all forces under government control.
Mao agreed to cut CCP troops but wanted the GMD to reduce their forces as well.
No consensus was reached on democratizing China’s government.
Last Try: Marshall Mission
George Marshall
On December 15, 1945, President Truman supported the GMD without military intervention and sent General George Marshall to mediate.
A peaceful solution needed cooperation and power-sharing.
Can General Marshall help the two parties arrive at a compromise?
Discuss: Leaning to One Side
Mao with Stalin
What is the context of Mao’s writing? Who is the intended audience?
What does “leaning to one side” look like?
What is Mao’s vision for China’s place in the world?
Discuss: Who Lost China?
George Marshall
What is the goal of Mao’s goal?
How did the US and China turn from allies to enemies?
Why wasn’t the United States able to alter the course of the Chinese revolution?
Limits of American Diplomacy
Neither the GMD nor the CCP was willing to make major concessions.
The CCP
Gained political influence during and after the war.
Refused to give up military control for a role in the GMD government.
Wanted democratization first.
The Nationalist
Confident in their military strength and American support.
Refused to compromise, believing concessions would weaken their rule.
Demanded the CCP submit its military.
Economic crises
Hyper-inflation 1 Million Yuan note from the Central Bank of China printed 1949
Costly and timely reconstruction
Capital flight through foreign banks protected by unequal treaties
Military costs create major deficits in treasury
Hyperinflation leads to military failure: Poor pay, corruption, and desertion of GMD military and civilian employees
A New Opening: Manchuria
Map of Manchukuo
At the time of Japan’s surrender in August 1945:
1 million Japanese troops in China proper
1 million in Manchuria
1.75 million Japanese civilian
Fight over Manchuria
Map of Manchuria
As negotiations faltered, clashes between GMD and CCP forces escalated in northern China:
The U.S. helped transport GMD troops to the region, increasing competition for territory with the CCP.
The CCP sought control of Manchuria with support from the Soviet Union after their entry into the war.
Out-manoeuvered
Map of Three Major Campaigns
Three major campaigns:
Liaoshen Campaign (Sep 1948 – Nov 1948): Control of Manchuria
Huaihai Campaign (Nov 1948 - Jan 1949): The north of Yangtze River
Pingjin Campaign (Nov 1948 - Jan 1949): End of GMD dominance in North China; take-over of Beijing and Tianjin
Recap: Chinese Civil War in Objects
What object are we looking at?
How it might have been used?
What can it tell us about WWII and the Chinese Civil War?
What did the GMD do wrong?
Map of Chinese Civil War
Tactical errors: Fighting in Manchuria, squandering advantage
Corruption and mismanagement alienated economic and intellectual elites
Failure to compromise: Solving conflict with CCP through military offensives
What did the CCP do right?
Soldiers studying
Luck: Disintegration and failings of the GMD
Help from outside: A Creation of Soviet Union?
Mao Zedong as master tactician? Result of superior strategy and organizational methods
Thinking about historical causation
If a building collapses in a windstorm, what is the cause – weak building or strong wind?
Internal threats
Weaknesses in state building
Economic mismanagement
Tactical errors on the battlefield
External threats
CCP ideology and organization
Role of Soviet Union
Waning US support
An inevitable outcome? Nationalist Party
Strengths
In control of the state, with power to tax, conscript, appoint
Legitimacy widely accepted around the world
4.6 million soldiers in 1946, despite 3 million casualties in war against Japan
Help from US alliance
Weaknesses
Aggressive administrative and fiscal policies
Galloping Inflation
Corruption within rank and file
An inevitable outcome? Communist Party
Strengths
Growth in membership: from 40K to 1.2 million
Armed force: Independent army of a million men (1946)
Experience in governance: 1/5 of country, or 25% (100 million people) of population
Ideological and organizational strength: Mao as top leader, with unity of purpose and command
Growing popular support as defender of the nation
Help from Soviet alliance
Weaknesses
Most forces in northwest China, at country’s periphery
Thin control of industrial centers and key transport links
Unable to match GMD elite forces’ in training and equipment
From Civil War to Cold War
Mao Zedong with Stalin
China was moving toward civil war in 1945-46 amid escalating U.S.-Soviet conflicts.
The CCP-GMD conflict was influenced by changes in Soviet and American policies toward East Asia.
The Chinese civil war as the beginning of Cold War in East Asia.
Urban revolutions
Establishing order:
Campaign to suppress counter-revolutionaries
Korean War, 1950-1952
Change behavior and attitude:
Campaigns against crime, drugs, sex trade
Thought reform of bourgeois intellectuals
Complete development tasks:
Population registration
Political vetting of civil servants and party officials
Collectivization of services and handicrafts
Nationalization of industry
Eliminating opposition
Campaign to suppress counter-revolution (1950-1951)
Struggle session during campaign to suppress counter-revolution
Major targets in cities: GMD underground operatives, secret societies, criminal gangs, religious sects
Method: Mass rallies, struggle sessions, highly publicized arrests and executions
Mao’s estimate: “0.1 of the population”
1.2 m arrested and sent to labor camps; over 710K executed
GMD underground network decimated; organized resistance wiped out
Clean-up
Suppressing religious sects, secret societies, urban gangs
Denunciation session against religious sect gathering
Key targets:
Unity sect in North China
Green Gang in Shanghai
Challenge: Many secret societies and criminal gangs control key industries – docks, freight
New companies and trade unions: old bosses denounced and excluded
Women in sex trade classed as working class; brothel keepers and pimps punished
Urban campaigns
Five Anti Campaign
Suppression of Counterrevolutionaries campaign
Two main target groups: Civil servant hold-overs from the GMD and urban secret societies
Three Anti campaign (against waste, corruption, and bureaucratism)
Five Anti campaign (against corruption, tax evasion, stealing state property, cheating on state contracts, and stealing state economic secrets)
Mass mobilization, study groups, and thought reform involving criticism and self-criticism
Discuss: Campaign Time
Five antis campaign
What is a political campaign?
What made campaigns a preferred mode of governance in both China and Taiwan?
How did Nationalist and Communist political campaigns differ? Why?
Campaign time
Marc Riboud: Docker, Shanghai, 1957
Attacks on specific issues through mass mobilization
Two broad goals:
Socio-political transformation: hanging thought and social relations
Economic development: Collectivize agriculture, socialize commerce, etc. through superhuman efforts
Basic pattern:
Early mobilization: intense political study; work and production disrupted
Radical phase: Concrete targets identified for struggle session; organizational changes implemented on a trial basis
Marc Riboud: Demonstration against the war in Vietnam, Beijing, 1965
Mao’s China as campaign state: at least one major campaign every year until 1976
Tension and struggle are necessary for educating the people – and for defeating political enemies
Bureaucracy: Instrument of rule, but also obstacle and source of frustration
Campaigns targeting party and gov cadres: Three Anti, Cultural Revolution
Disruption as feature, not a bug: campaigns as necessary adjunct to regularized party propaganda and coercion
Influence of campaign cycle on career mobility: vested interests to create new campaigns
Dmitri Baltermants: Photographing Mao
Polish-born Russian photographer
From 1941 to 1945, he traveled with the Soviet army through Poland, the Ukraine, and Berlin.
Gained early fame for his World War II combat photographs on the Russian front.
Served as the official photographer for visits of Nikita Krushchev to China and Leonid Brezhnev to the United States.
Dmitri Baltermants: Attack
Dmitri Baltermants: Attack
Dmitri Baltermants: Attack, censored
Dmitri Baltermants: Attack
Soldiers leaping across a trench with bayonets, directly over the photographer.
Slightly out of focus to emphasize action and speed.
Cropped to show only part of a body and the legs of the closest soldier.
The political board questioned the composition, asking “Half a man running?”.
Mao on Literature and Art
There is the political criterion and there is the artistic criterion; what is the relationship between the two? […] We deny not only that there is an abstract and absolutely unchangeable political criterion, but also that there is an abstract and absolutely unchangeable artistic criterion; each class in every class society has its own political and artistic criteria. But all classes in all class societies invariably put the political criterion first and the artistic criterion second. […]
Mao on Literature and Art, continued
What we demand is the unity of politics and art, the unity of content and form, the unity of revolutionary political content and the highest possible perfection of artistic form. Works of art which lack artistic quality have no force, however progressive they are politically. Therefore, we oppose both the tendency to produce works of art with a wrong political viewpoint and the tendency towards the “poster and slogan style” which is correct in political viewpoint but lacking in artistic power. On questions of literature and art we must carry on a struggle on two fronts.
Discussion: Dmitri Baltermants
Look around, then focus on one image:
What do you see? Describe the people, activities, objects, etc. depicted.
What is the image about?
What is visible? What is invisible?
Can the image be looked at different ways? What elements are open to interpretation?
Socialist Realism in Photography
It is a very good idea to record history through the lens. History in photos is clear and comprehensible. No painter is able to depict what the camera sees.
Lenin
Photography as an important tool in shaping the collective consciousness.
It rejected elitist, abstract, or provocative art, instead promoting “realism” that served as a weapon for social justice.
Realism in Photography: Not Uniquely Socialist
Dorothea Lange, 1895–1965, Migrant Mother, Nipomo, California 1936, printed c.1950
To support President Roosevelt’s New Deal, the Farm Security Administration (FSA) commissioned photographers to document rural poverty.
The photographs were distributed freely to newspapers and raised public awareness about the struggles of displaced farming communities.
Socialist Realism: Ideological Goals
Socialist realism in Soviet press photography aimed to be visually simple, intelligible, and motivating, orienting viewers towards communism.
“Winners’ culture” in imagery: Achievements and progress as inherently positive values.
Photographers became creators of new icons, and their subjects as state-sanctioned role models for the general population.
This emphasis on growth and development became an oppressive mechanism of propaganda power.
Socialist Realism: Typical Subjects
Dmitri Baltermants, Russian, 1912–1990, Tchaikovsky, PH.2003.56.82, Hood Museum of Art
“Man + machine”: Images of workers (builders, machine operators, etc.) as individual heroes, symbolizing progress and power.
Women in physically demanding professions
Portraits of cheerful groups moving dynamically towards the camera, reinforcing collectivism and progress.
Glorified depictions of socialist military and economic achievements.
Controlling the urban population
Marc Riboud: Antique window shop in Liulichang, Beijing, 1965
Pillars of control:
Neighborhood organization
Household registration
Work unit
Personal dossiers
Neighborhood organization
Organization
Unit
Salaried?
Population
Municipal gov
City
Y
Several hundred thousand
District gov
District
Y
Street Committees
Subdistrict
Y
~8 neighborhoods
Residents’ Committees
Neighborhoods
N
Several hundred households
Residents’ Small Groups
Block, building, lane, etc.
N
15-40 households
Household registration
Marc Riboud: Man with child, 1965
Introduced between 1953 and 1955 during collectivization of agriculture (in rural China) and of services, handicrafts and industry (in urban China)
1955: Permanent system of population registration established
Linchpin for administering urban China, with identity and services – food, employment, health care – tied
Differentiated citizenship: Urban vs. Rural divide institutionalized
Work unit system
Marc Riboud: Canteen of a factory in Anshan, 1957
Focus of economic, social, and political life for urban Chinese
Product of collectivization and urban reorganization
From cradle to death: Now responsible for housing, goods, services formerly provided by private establishments
Locus of personal identity: Self-contained communities with near permanent employment
Organs of political and social control:
Organization of political study
Approval of marriage diverse
Travel authorization, etc.
Personal dossier system
Covers of personal dossiers
Introduced during Yan’an period before 1949
Complete political history of employee: class background, occupation status, political punishments, etc.
Basic record maintained by personnel (nomenklatura) system
Rural revolution in China
Grateful for peasant brothers, 1965
Two distinct stages:
Land reform: class struggle destroyed economic and political foundation of local elites
Collectivization: Consolidation of land into village-wide farms, farmers as laborers in rural organizations overseen by party-state
Land reform
Struggle session against local bully
Violent struggle: 800K landlords killed
Decline of rural elites and the rise of new village governance
Classifying peasants as rich, middle, or poor peasants
Groundwork for later campaigns to collectivize agriculture
Land reform as class struggle
Receiving land during land reform
Greater equality and promotion of the interests of the poor
Campaign against class enemies and political opponents
New village governments extending state power into grassroots
Local notables – merchants, literati, etc. – as intermediaries with imperial gov
Socialist Realism in Photography
Lenin